The SEC today said that Barclays (BCS) is required to pay $97 million to refund advisory fees or mutual fund sales charges to clients who were overcharged.
The agency said that the London-based bank agreed to settle three sets of violations that led to clients being over-billed by nearly $50 million.
Despite the president's promise of no stimulus until after Nov. 3, there are no signs yet that this is the sort of correlated selling that leads to a deep correction.
Breaking down an approach to the long side of this biotech stock.
Real Money's message boards are strictly for the open exchange of investment ideas among registered users. Any discussions or subjects off that topic or that do not promote this goal will be removed at the discretion of the site's moderators. Abusive, insensitive or threatening comments will not be tolerated and will be deleted. Thank you for your cooperation.
If you have questions, please contact us here.
Email
Email sent
Thank you, your email to has been sent successfully.